United Kingdom OTC Trading Desk – Compliant Development
Launch an OTC trading desk in the UK with compliance controls mapped to FCA regulations. Block Intelligence builds production software; independent counsel handles licensing.
Compliance scope
United Kingdom · OTC Trading Desk
The UK requires FCA registration for cryptoasset firms conducting AML-regulated activities with broader regime reforms ongoing.
| Jurisdiction | United Kingdom |
|---|---|
| Regulator | FCA |
| Product | OTC Trading Desk |
Software
Built-in compliance controls
- RFQ, quote, and block-trade workflows with approval chains
- Counterparty KYC and credit/limit management
- Settlement tracking and nostro/vostro reconciliation
- Trade blotter exports for compliance and finance
- Integration with liquidity providers and custodians
- Real-time trade surveillance systems
- Automated reporting for large transactions
- Integration with KYC/AML databases
- User access controls and permissions
Block Intelligence provides technology development and compliance-oriented software architecture. We are not a law firm. Licensing and regulatory advice is provided by independent legal partners in each jurisdiction. Information is current as of 2026-03-01 and subject to change.
FAQ
Frequently asked questions
- What compliance features does the OTC trading desk include?
- It includes KYC/AML compliance, trade monitoring, and reporting capabilities.
- How does the OTC trading desk manage large trades?
- The desk is equipped to handle large trades while ensuring compliance with regulatory requirements.
- Can I customize the trading desk software?
- Yes, our software can be customized to fit your specific trading and compliance needs.