Japan OTC Trading Desk – Compliant Development
Launch a otc trading desk in Japan with compliance controls mapped to FSA and FSA PSAct. Block Intelligence builds production software; independent counsel handles licensing.
Compliance scope
Japan · OTC Trading Desk
Japan requires registration with FSA for crypto exchanges with strict custody and AML rules.
| Jurisdiction | Japan |
|---|---|
| Regulator | FSA |
| Product | OTC Trading Desk |
Software
Built-in compliance controls
- RFQ, quote, and block-trade workflows with approval chains
- Counterparty KYC and credit/limit management
- Settlement tracking and nostro/vostro reconciliation
- Trade blotter exports for compliance and finance
- Integration with liquidity providers and custodians
- Real-time risk assessment tools for large transactions
- Integration of KYC processes into trading workflows
- Comprehensive reporting features for regulatory compliance
Block Intelligence provides technology development and compliance-oriented software architecture. We are not a law firm. Licensing and regulatory advice is provided by independent legal partners in each jurisdiction. Information is current as of 2026-03-01 and subject to change.
FAQ
Frequently asked questions
- What compliance measures are necessary for an OTC trading desk?
- OTC desks must implement KYC, AML checks, and transaction monitoring to comply with FSA regulations.
- How does Block Intelligence support OTC trading desk compliance?
- We embed compliance features into our trading software, ensuring regulatory adherence.
- Can the trading desk handle large transactions?
- Yes, our solutions are designed to manage high-volume transactions securely and compliantly.